Regulatory Affairs Archive

Regulatory Affairs

WFE Response: IOSCO Consults on Recent Retail Investor Trends and Related Conduct Implications

Published: 20 May 2022
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Regulatory Affairs

WFE to OECD: MI satisfies same criteria for sales tax exemption as banks

Published: 20 May 2022
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Clearing, Regulatory Affairs

WFE feedback to CFTC on Direct Clearing Model

Published: 12 May 2022
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Clearing, Regulatory Affairs

WFE comments on FSB’s Report on CCP Financial Resources for Recovery and Resolution

Published: 29 Apr 2022
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Regulatory Affairs

WFE to TNFD: Disclosure on nature-related risk and opportunity is necessary

Published: 21 Apr 2022
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Clearing, Regulatory Affairs

WFE Response: ESMA Consultation Paper on Review of RTS No 153/2013 with respect to procyclicality of margin

Published: 05 Apr 2022
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Regulatory Affairs

Exchanges say discipline and adaptability are crucial to operational resilience (IOSCO response).

Published: 14 Mar 2022
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Regulatory Affairs

WFE supports IOSCO focus on technologically enabled monitoring of retail services

Published: 10 Mar 2022
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Regulatory Affairs

The WFE to the FCA: Provide Investors with Clarity on ESG Fund Labels

Published: 03 Mar 2022
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Regulatory Affairs

WFE to ESMA: treat DLT-based systems fairly but not preferentially

Published: 02 Mar 2022
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Clearing, Regulatory Affairs

WFE Response: BoE Consultation on approach to tiering incoming CCPs

Published: 28 Feb 2022
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Clearing, Regulatory Affairs

Response: CPMI-IOSCO Discussion Paper on client clearing: access and portability

Published: 07 Feb 2022
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